Legal
Compliance
How Vertex Capital's compliance program protects your business and your information.
Effective and last updated: September 16, 2026
Vertex Capital’s compliance program is built to meet and exceed industry standards, so your business and information are protected in every transaction. Vertex Capital is a Capital Express Holdings LLC company and operates under Capital Express Holdings LLC’s compliance program, described at capitalexpressllc.com/compliance.
On this page
1.Regulatory adherence
Vertex Capital strictly adheres to the laws, regulations, and industry guidelines that apply to commercial financing, including the state commercial financing disclosure requirements referenced throughout this Site.
2.Data security
We implement administrative, technical, and physical safeguards designed to protect your personal and business information, consistent with our Privacy Policy.
3.Ethical standards
Our operations are guided by a code of ethics that promotes transparency, honesty, and accountability in every interaction and transaction — from the first inquiry through funding and servicing.
4.Anti-Money Laundering (AML)
We maintain AML policies designed to prevent, detect, and report suspicious activity, consistent with applicable federal requirements.
5.Know Your Customer (KYC)
Our KYC procedures verify the identity of the businesses and individuals we work with, to enhance security and help prevent fraud.
6.Privacy & data protection
We’re committed to protecting your privacy and comply with applicable data protection laws, including the CCPA — see our Privacy Policy and CCPA Privacy Notice for the details.
7.Fair lending practices
We evaluate every applicant against the same underwriting standards, without discrimination on any legally protected basis.
8.Cybersecurity
We use cybersecurity measures designed to protect our systems from unauthorized access and data breaches, to maintain the integrity of the infrastructure described on our Technology page.
9.Regulatory reporting
We maintain records and follow applicable regulatory reporting requirements for the jurisdictions in which we do business.
10.Frequently asked questions
How does Vertex Capital protect my data?
We use encryption for information submitted to the Site and follow the data protection practices described in our Privacy Policy.
What’s your approach to AML and KYC?
We maintain AML and KYC procedures designed to prevent fraud and confirm the legitimacy of the businesses we fund.
How can I report a compliance concern?
Contact us using the details below. We take every report seriously and will follow up directly.
11.Contact us
Compliance questions can be sent to support@vertexcapllc.com or by phone at (914) 487-4385. As Vertex Capital is a Capital Express Holdings LLC company, you can also reach Capital Express Holdings LLC’s compliance team at support@capitalexpressllc.com or (914) 487-4385.